-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, C03KTRWvX+vzUWG8fN56Oo9F6vvBSZRsO1DI98Lt1ylk+RxfsLPfZ9qiRklsUxOH 5FMgjsSdzXIwhtHJAe76FA== 0001144204-09-029061.txt : 20090522 0001144204-09-029061.hdr.sgml : 20090522 20090522063134 ACCESSION NUMBER: 0001144204-09-029061 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20090522 DATE AS OF CHANGE: 20090522 GROUP MEMBERS: ALEXANDRA CONVERTIBLE BOND MASTER FUND, LTD. GROUP MEMBERS: ALEXANDRA INVESTMENT MANAGEMENT, LLC GROUP MEMBERS: MIKHAIL A. FILIMONOV FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ALEXANDRA GLOBAL MASTER FUND LTD CENTRAL INDEX KEY: 0001266087 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: ALEXANDRA INVESTMENT MANAGEMENT LLC STREET 2: 767 THIRD AVE 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2123011800 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ANADIGICS INC CENTRAL INDEX KEY: 0000940332 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 222582106 STATE OF INCORPORATION: DE FISCAL YEAR END: 0122 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-46099 FILM NUMBER: 09846844 BUSINESS ADDRESS: STREET 1: 141 MT. BETHEL ROAD CITY: WARREN STATE: NJ ZIP: 07059 BUSINESS PHONE: 9086685000 MAIL ADDRESS: STREET 1: 141 MT. BETHEL ROAD CITY: WARREN STATE: NJ ZIP: 07059 SC 13G 1 v150618_sc13g.txt SCHEDULE 13G CUSIP NO. 032515108 PAGE 1 OF 11 PAGES UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. __)* ANADIGICS, Inc. (Name of Issuer) Common Stock, $.01 par value (Title of Class of Securities) 032515108 (CUSIP Number) August 8, 2008** (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |_| Rule 13d-1(b) |X| Rule 13d-1(c) |_| Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). ** All information on this Schedule is as of May 21, 2009 except where noted. SCHEDULE 13G CUSIP NO. 032515108 PAGE 2 OF 11 PAGES - - ---------------------------------------------------------------------------- - 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) Alexandra Global Master Fund Ltd. 98-0448776 - - ---------------------------------------------------------------------------- - 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A)|_| (B)|_| (See Item 6) - - ---------------------------------------------------------------------------- - 3 SEC USE ONLY - - ---------------------------------------------------------------------------- - 4 CITIZENSHIP OR PLACE OF ORGANIZATION British Virgin Islands - - ---------------------------------------------------------------------------- - NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY -0- OWNED BY ------------------------------------------------------- - EACH 6 SHARED VOTING POWER REPORTING PERSON 4,830,000 shares of Common Stock (See Item 4) WITH: ------------------------------------------------------- - 7 SOLE DISPOSITIVE POWER -0- ------------------------------------------------------- - 8 SHARED DISPOSITIVE POWER 4,830,000 shares of Common Stock (See Item 4) - - ---------------------------------------------------------------------------- - 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,830,000 shares of Common Stock (See Item 4) - - ---------------------------------------------------------------------------- - 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |_| - - ---------------------------------------------------------------------------- - 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 7.1% (See Item 4) - - ---------------------------------------------------------------------------- - 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) CO - - ---------------------------------------------------------------------------- - SCHEDULE 13G CUSIP NO. 032515108 PAGE 3 OF 11 PAGES - - ---------------------------------------------------------------------------- - 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) Alexandra Convertible Bond Master Fund, Ltd. 98-0585637 - - ---------------------------------------------------------------------------- - 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A)|_| (B)|_| (See Item 6) - - ---------------------------------------------------------------------------- - 3 SEC USE ONLY - - ---------------------------------------------------------------------------- - 4 CITIZENSHIP OR PLACE OF ORGANIZATION British Virgin Islands - - ---------------------------------------------------------------------------- - NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY -0- OWNED BY ------------------------------------------------------- - EACH 6 SHARED VOTING POWER REPORTING PERSON 1,000,000 shares of Common Stock (See Item 4) WITH: ------------------------------------------------------- - 7 SOLE DISPOSITIVE POWER -0- ------------------------------------------------------- - 8 SHARED DISPOSITIVE POWER 1,000,000 shares of Common Stock (See Item 4) - - ---------------------------------------------------------------------------- - 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,000,000 shares of Common Stock (See Item 4) - - ---------------------------------------------------------------------------- - 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |_| - - ---------------------------------------------------------------------------- - 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 1.6% (See Item 4) - - ---------------------------------------------------------------------------- - 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) CO - - ---------------------------------------------------------------------------- - SCHEDULE 13G CUSIP NO. 032515108 PAGE 4 OF 11 PAGES - - ---------------------------------------------------------------------------- - 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) Alexandra Investment Management, LLC 13-4092583 - - ---------------------------------------------------------------------------- - 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A)|_| (B)|_| (See Item 6) - - ---------------------------------------------------------------------------- - 3 SEC USE ONLY - - ---------------------------------------------------------------------------- - 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - - ---------------------------------------------------------------------------- - NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY -0- OWNED BY ------------------------------------------------------- - EACH 6 SHARED VOTING POWER REPORTING PERSON 5,830,000 shares of Common Stock (See Item 4) WITH: ------------------------------------------------------- - 7 SOLE DISPOSITIVE POWER -0- ------------------------------------------------------- - 8 SHARED DISPOSITIVE POWER 5,830,000 shares of Common Stock (See Item 4) - - ---------------------------------------------------------------------------- - 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,830,000 shares of Common Stock (See Item 4) - - ---------------------------------------------------------------------------- - 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |_| - - ---------------------------------------------------------------------------- - 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 8.4%(See Item 4) - - ---------------------------------------------------------------------------- - 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) OO - - ---------------------------------------------------------------------------- - SCHEDULE 13G CUSIP NO. 032515108 PAGE 5 OF 11 PAGES - - ---------------------------------------------------------------------------- - 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) Mikhail A. Filimonov - - ---------------------------------------------------------------------------- - 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A)|_| (B)|_| (See Item 6) - - ---------------------------------------------------------------------------- - 3 SEC USE ONLY - - ---------------------------------------------------------------------------- - 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. - - ---------------------------------------------------------------------------- - NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY -0- OWNED BY ------------------------------------------------------- - EACH 6 SHARED VOTING POWER REPORTING PERSON 5,830,000 shares of Common Stock (See Item 4) WITH: ------------------------------------------------------- - 7 SOLE DISPOSITIVE POWER -0- ------------------------------------------------------- - 8 SHARED DISPOSITIVE POWER 5,830,000 shares of Common Stock (See Item 4) - - ---------------------------------------------------------------------------- - 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,830,000 shares of Common Stock (See Item 4) - - ---------------------------------------------------------------------------- - 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |_| - - ---------------------------------------------------------------------------- - 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 8.4% (See Item 4) - - ---------------------------------------------------------------------------- - 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN - - ---------------------------------------------------------------------------- - SCHEDULE 13G CUSIP NO. 032515108 PAGE 6 OF 11 PAGES Item 1(a). Name of Issuer: ANADIGICS, Inc., a Delaware corporation (the "Issuer") Item 1(b). Address of Issuer's Principal Executive Offices: 141 Mt. Bethel Road Warren, New Jersey 07059 Item 2(a). Names of Persons Filing: Alexandra Global Master Fund Ltd. ("Alexandra Global Fund") Alexandra Convertible Bond Master Fund, Ltd. ("Alexandra Convertible Fund") Alexandra Investment Management, LLC ("Management") Mikhail A. Filimonov ("Filimonov") Item 2(b). Address of Principal Business Office: Alexandra Global Fund - Citco Building, Wickams Cay, P.O. Box 662, Road Town, Tortola, British Virgin Islands Alexandra Convertible Fund - Citco Building, Wickams Cay, P.O. Box 662, Road Town, Tortola, British Virgin Islands Management - 767 Third Avenue, 39th Floor, New York, New York 10017 Filimonov - 767 Third Avenue, 39th Floor, New York, New York 10017 Item 2(c). Place of Organization or Citizenship: Alexandra Global Fund - British Virgin Islands Alexandra Convertible Fund - British Virgin Islands Management - Delaware Filimonov - U.S. Item 2(d). Title of Class of Securities: Common Stock, $.01 par value per share, of the Issuer (the "Common Stock") Item 2(e). CUSIP Number: 032515108 Item 3. This Schedule is filed pursuant to Rule 13d-1(c) by Alexandra Global Fund, Alexandra Convertible Fund, Management and Filimonov Item 4. Ownership: (a) Amount Beneficially Owned: Alexandra Global Fund: 4,830,000 shares* Alexandra Convertible Fund: 1,000,000 shares* Management: 5,830,000 shares* Filimonov: 5,830,000 shares* SCHEDULE 13G CUSIP NO. 032515108 PAGE 7 OF 11 PAGES (b) Percent of Class: Alexandra Global Fund: 7.1%* Alexandra Convertible Fund: 1.6% Management: 8.3%* Filimonov: 8.3%* (Based on 63,165,779 shares of Common Stock outstanding, as of April 4, 2009, as reported by the Issuer in the Issuer's Quarterly Report on Form 10-Q for the quarter ended April 4, 2009) (c) Number of Shares as to which the Person has: Alexandra Global Fund: --------------------- (i) sole power to vote or to direct the vote -0- (ii) shared power to vote or to direct the vote: 4,830,000 shares of Common Stock* (iii) sole power to dispose or to direct the disposition of -0- (iv) shared power to dispose or to direct the disposition of 4,830,000 shares of Common Stock* Alexandra Convertible Fund: -------------------------- (i) sole power to vote or to direct the vote -0- (ii) shared power to vote or to direct the vote: 1,000,000 shares of Common Stock* (iii) sole power to dispose or to direct the disposition of -0- (iv) shared power to dispose or to direct the disposition of 1,000,000 shares of Common Stock* Management and Filimonov: ------------------------ (i) sole power to vote or to direct the vote -0- SCHEDULE 13G CUSIP NO. 032515108 PAGE 8 OF 11 PAGES (ii) shared power to vote or to direct the vote: 5,830,000 shares of Common Stock* (iii) sole power to dispose or to direct the disposition of -0- (iv) shared power to dispose or to direct the disposition of 5,830,000 shares of Common Stock* * The shares of Common Stock reported as beneficially owned by Alexandra Global Fund on this Schedule are 4,830,000 shares of Common Stock that Alexandra Global Fund has the right to acquire upon conversion of 5.00% Convertible Senior Notes Due 2009 of the Issuer (the "2009 Notes"). The shares of Common Stock reported as beneficially owned by Alexandra Convertible Fund on this Schedule are 1,000,000 shares of Common Stock that Alexandra Convertible Fund has the right to acquire upon conversion of 2009 Notes. On August 8, 2008, Alexandra Global Fund beneficially owned 3,560,000 shares of Common Stock that Alexandra Global Fund had the right to acquire upon conversion of 2009 Notes which on such date represented 5.3% of the shares of Common Stock then outstanding (based on 63,239,070 shares of Common Stock outstanding, as of June 28, 2008, as stated by the Issuer in the Issuer's Quarterly Report on Form 10-Q for the quarter ended June 28, 2008). Management serves as investment advisor to Alexandra Global Fund and Alexandra Convertible Fund. By reason of such relationships, Management may be deemed to share voting and dispositive power over the shares of Common Stock owned by Alexandra Global Fund and Alexandra Convertible Fund. Management disclaims beneficial ownership of the shares of Common Stock listed as beneficially owned by Alexandra Global Fund and Alexandra Convertible Fund or any other person reporting on this Schedule. Filimonov serves as the Chairman, the Chief Executive Officer, a Managing Member and the Chief Investment Officer of Management. By reason of such relationships, Filimonov may be deemed to share voting and dispositive power over the shares of Common Stock listed as beneficially owned by Management. Filimonov disclaims beneficial ownership of the shares of Common Stock listed as beneficially owned by Management or any other person reporting on this Schedule. Item 5. Ownership of Five Percent or Less of a Class: Not applicable Item 6. Ownership of More Than Five Percent on Behalf of Another Person: Not applicable SCHEDULE 13G CUSIP NO. 032515108 PAGE 9 OF 11 PAGES Item 7. Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company: Not applicable Item 8. Identification and Classification of Members of the Group: Not applicable Item 9. Notice of Dissolution of Group: Not applicable Item 10. Certification: By signing below each signatory certifies that, to the best of its knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Exhibits: Exhibit I: Joint Filing Agreement, dated as of May 21, 2009, by and among Alexandra Global Fund, Alexandra Convertible Fund, Management and Filimonov. SCHEDULE 13G CUSIP NO. 032515108 PAGE 10 OF 11 PAGES SIGNATURE By signing below each signatory certifies that, to the best of its knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Dated as of May 21, 2009 ALEXANDRA GLOBAL MASTER FUND LTD. By: ALEXANDRA INVESTMENT MANAGEMENT, LLC, its Investment Advisor By: /s/ Mikhail A. Filimonov ---------------------------- Mikhail A. Filimonov Title: Managing Member ALEXANDRA CONVERTIBLE BOND MASTER FUND, LTD. By: ALEXANDRA INVESTMENT MANAGEMENT, LLC, its Investment Advisor By: /s/ Mikhail A. Filimonov ---------------------------- Mikhail A. Filimonov Title: Managing Member ALEXANDRA INVESTMENT MANAGEMENT, LLC By: /s/ Mikhail A. Filimonov ---------------------------- Mikhail A. Filimonov Title: Managing Member /s/ Mikhail A. Filimonov ---------------------------- Mikhail A. Filimonov SCHEDULE 13G CUSIP NO. 032515108 PAGE 11 OF 11 PAGES Exhibit I JOINT FILING AGREEMENT This will confirm the agreement by and among the undersigned that the Schedule 13G filed with the Securities and Exchange Commission on or about the date hereof with respect to the beneficial ownership by the undersigned of the Common Stock, $.01 par value, of ANADIGICS Inc., a Delaware corporation, is being filed, and all amendments thereto will be filed, on behalf of each of the persons and entities named below in accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended. This Agreement may be executed in two or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument. Dated as of May 21, 2009 ALEXANDRA GLOBAL MASTER FUND LTD. By: ALEXANDRA INVESTMENT MANAGEMENT, LLC, its Investment Advisor By: /s/ Mikhail A. Filimonov ---------------------------- Mikhail A. Filimonov Title: Managing Member ALEXANDRA CONVERTIBLE BOND MASTER FUND, LTD. By: ALEXANDRA INVESTMENT MANAGEMENT, LLC, its Investment Advisor By: /s/ Mikhail A. Filimonov ---------------------------- Mikhail A. Filimonov Title: Managing Member ALEXANDRA INVESTMENT MANAGEMENT, LLC By: /s/ Mikhail A. Filimonov ---------------------------- Mikhail A. Filimonov Title: Managing Member /s/ Mikhail A. Filimonov ---------------------------- Mikhail A. Filimonov -----END PRIVACY-ENHANCED MESSAGE-----